POLISCOPE
Topic11 documents tagged

Securities Regulation

What This Page Covers

This page collects the 11 public records POLISCOPE has tagged with “Securities Regulation”. Coverage spans bills - each decoded into plain English and linked to its primary source. It most often overlaps with Investor Protection, Corporate Governance, and Financial Oversight.

Active Bills

State BillNORTH DAKOTAApr 16, 2025North Dakota bill raises securities registration fees and appropriates $3.39 million for securities departmentHouse Bill 1011 appropriates $3,388,330 in special funds to the North Dakota securities department for the 2025-2027 biennium while increasing registration and renewal fees for broker-dealers, agents,Federal BillFEDERALFeb 6, 2025The PELOSI Act: Proposed Ban on Congressional Stock TradingFederal BillFEDERALDec 3, 20241504 Modernization Act: New Transparency Rules for Resource Companies

Recent Activity

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Finance Signals

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Key Actors

  1. 01Securities and Exchange Commissionorganization3 mentions
  2. 02Bill Huizengaperson2 mentions
  3. 03House of Representativesorganization1 mentions
  4. 04Subcommittee on Securities of the Committee on Bankingorganization1 mentions
  5. 05Securities Departmentorganization1 mentions
  6. 06Sherrod Brownperson1 mentions
  7. 07Securities Exchange Act of 1934concept1 mentions
  8. 08Office of Management and Budgetorganization1 mentions
  9. 09Committee on Homeland Security and Governmental Affairsorganization1 mentions
  10. 10Appropriations Committeeorganization1 mentions

Connections Preview

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  • Topic to billsNorth Dakota bill raises securities registration fees and appropriates $3.39 million for securities department, The PELOSI Act: Proposed Ban on Congressional Stock Trading, 1504 Modernization Act: New Transparency Rules for Resource Companies
  • Topic to peopleBill Huizenga, Sherrod Brown
  • Topic to orgsSecurities and Exchange Commission, House of Representatives, Subcommittee on Securities of the Committee on Banking (+4 more)
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Source Trail

Documents whose extracted record lists this topic. Each item opens the Bill Dossier, which includes the official source URL when available.

  1. Jul 20, 2026hearing transcript1974 Senate Hearing on SEC Oversight of Third Market Trading
  2. Jul 20, 2026hearing transcript1976 Congressional Hearings on Foreign Corporate Payments
  3. Apr 16, 2025State BillNorth Dakota bill raises securities registration fees and appropriates $3.39 million for securities department
  4. Feb 6, 2025Federal BillThe PELOSI Act: Proposed Ban on Congressional Stock Trading
  5. Dec 3, 2024Federal Bill1504 Modernization Act: New Transparency Rules for Resource Companies
  6. Jan 1, 2019hearing transcriptSenate Oversight Hearing: U.S. Securities and Exchange Commission (SEC)
  7. Jan 1, 2018hearing transcriptCongressional Hearing on the Costs of Public Company Compliance
  8. Jan 1, 2018hearing transcriptOversight Hearing: SEC Division of Enforcement

Showing 8 of 11 source records.