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FEDERALhearing transcript

Congressional Oversight Hearing: Securities and Exchange Commission (2019)

Original title: OVERSIGHT OF THE SECURITIES AND EXCHANGE COMMISSION: WALL STREET'S COP ON THE BEAT

January 1, 2023

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The Frame

What this does

This hearing record documents the legislative branch's formal review of the SEC's regulatory actions and operational priorities as of September 2019.

Who is mentioned in the record

Potentially affected actors named in the source documents. Mention is not a position.

Securities and Exchange Commission

The agency was subject to formal oversight and questioning by the House Committee on Financial Services.

House Committee on Financial Services

The committee members exercised their oversight authority over the SEC.

What changed

Last recorded activity January 1, 2023.

What's next

Next step not available in the current record.

Summary

This document is the official record of a 2019 House Financial Services Committee hearing regarding the of the Securities and Exchange Commission (SEC). The hearing was held to review the agency's performance and regulatory activities.

Key Facts

  • The hearing was held on September 24, 2019.
  • The hearing was conducted by the U.S. House Committee on Financial Services.
  • The hearing was part of the 116th Congress, First Session.
  • The hearing was assigned Serial No. 116-50.
  • The document is a transcript record published by the U.S. Government Publishing Office.

Why It Matters

This hearing record documents the legislative branch's formal review of the SEC's regulatory actions and operational priorities as of September 2019.

Frequently Asked Questions

What was the purpose of this hearing?
The hearing was held to conduct of the Securities and Exchange Commission (SEC) by the House Committee on Financial Services.
When did this hearing take place?
The hearing occurred on September 24, 2019.

News Coverage

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Discoveries

Patterns POLISCOPE noticed across the record. These are observations to investigate, not conclusions.

cross reference100% confidence

Delayed Publication

The hearing occurred in 2019 but was printed by the Government Publishing Office in 2023, indicating a significant delay in the formal publication of the transcript.

Connected Entities

other116th CongressThe legislative session during which the hearing occurred.Map →
organizationCommittee on Financial ServicesThe House committee responsible for conducting the oversight hearing.Map →
organizationSecurities and Exchange CommissionThe federal agency subject to the committee's oversight.Map →

Sources

Open source document

www.govinfo.gov

Analysis Score

0–100
  • Significance40
    How much this matters to a regular citizen
  • Controversy10
    Intensity of disagreement among stakeholders
  • Entertainment5
    Compellingness for a non-policy-wonk reader
  • Buzz5
    Current news / social attention level

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